The Rules have Changed
Give your students the edge on their finance careers, and get them FINRA certified now
What is the Security Industry Essentials (SIE) Exam?
FINRA has removed many of the fundamental, duplicate questions from its qualifying exams and used them to create the SIE exam - 75 questions that access a student's understanding of fundamental securities related topics including products, the industry, and regulations.
What Does That Mean for Your Students?
- New candidates and unregistered reps cannot sit for any FINRA qualifying exam until they have passed the SIE Exam.
- Anyone over the age of 18 can take the SIE exam without sponsorship or prior industry experience.
- Reps that are already registered do not need to take the SIE Exam.
Higher Education PLUS
Industry Leading Technology
Authored by a Tenured University Professor.
Packaged by the #1 Learning Platform in Finance.
Using his experience from over 14 years of teaching business finance at a university, Dr. Marvin Keene has developed a complete yet concise curriculum for learning the content included in the SIE exam.
Here is an example of how Professor Keene incorporated the FINRA content into his curriculum. View Syllabus
Pinpoint Global is the LMS technology provider for financial and insurance institutions.