The Rules have Changed

Give your students the edge on their finance careers, and get them FINRA certified now

What is the Security Industry Essentials (SIE) Exam?

 FINRA has removed many of the fundamental, duplicate questions from its qualifying exams and used them to create the SIE exam - 75 questions that access a student's understanding of fundamental securities related topics including products, the industry, and regulations.

What Does That Mean for Your Students?

  • New candidates and unregistered reps cannot sit for any FINRA qualifying exam until they have passed the SIE Exam.   
  • Anyone over  the age of 18 can take the SIE exam without sponsorship or prior industry experience.
  • Reps that are already registered do not need to take the SIE Exam.


Add Pinpoint's SIE Ace to your curriculum and get the tools they need to pass FINRA's Security Industry Essentials (SIE) exam.

Higher Education PLUS

Industry Leading Technology


Authored by a Tenured University Professor. 

Packaged by the #1 Learning Platform in Finance.


Using his experience from over 14 years of teaching business finance at a university, Dr. Marvin Keene has developed a complete yet concise curriculum for learning the content included in the SIE exam.

Here is an example of how Professor Keene incorporated the FINRA content into his curriculum. View Syllabus



Pinpoint Global is the LMS technology provider for financial and insurance institutions. 


Course Structure


Interactive Presentation


Practice Exams and Final Exam Simulator


Mobile Flashcards


Offline Textbook

Prepare Your Students for a Career in Finance

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